SEC Form 4 · accession 0001127602-15-009518
COCA-COLA EUROPEAN PARTNERS US, LLC · CCE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Brock
Officer — Chairman and CEO · Director
Period of report
Mar 2, 2015
Accepted (ET)
Mar 3, 2015 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001491675
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 24, 2015 | G | 11,164 | — | D | 1,135,995 | D | |
| Common StockF2 | Mar 2, 2015 | M | 218,807 | $14.19 | A | 1,354,802 | D | |
| Common StockF2,F3 | Mar 2, 2015 | S$0 | 218,807 | — | D | 1,135,995 | D | |
| Common Stock | holding | — | — | — | 158,000 | I | by GRAT | |
| Common Stock | holding | — | — | — | 50,600 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2006 Special Stock Option AwardsF2 | $14.19 | Mar 2, 2015 | M | 218,807 | D | Apr 25, 2007 | Apr 25, 2016 | Common Stock | 218,807 | 875,228 | D |
Explanation of responses
- F1Gift to charitable organization of shares owned by reporting person, pursuant to a 10b5-1 trading plan.
- F2These options were exercised and shares were sold pursuant to a 10b5-1 trading plan.
- F3These shares were sold at various prices ranging from $46.10 to $46.37.