SEC Form 4/A · accession 0001127602-15-001448
COCA-COLA EUROPEAN PARTNERS US, LLC · CCE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
William W Douglas III
Officer — Exec. VP, Supply Chain
Period of report
Aug 19, 2014
Accepted (ET)
Jan 8, 2015 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001491675
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 19, 2014 | M | 23,976 | $6.74 | A | 52,565 | D | |
| Common StockF1,F2 | Aug 19, 2014 | S | 23,976 | $50.00 | D | 28,589 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2008 Stock Option AwardsF1,F2 | $6.74 | Aug 19, 2014 | M | 23,976 | D | Oct 30, 2009 | Oct 30, 2018 | Common Stock | 23,976 | 16,452 | D |
Explanation of responses
- F1These options were exercised and shares were sold pursuant to a 10b5-1 trading plan.
- F2A Form 4 was filed on 8/20/2014 incorrectly stating that 40,428 options were exercised, and shares sold at $50.00 on 8/19/2014. The number of options exercised, and shares sold, on 8/19/2014 were 23,976 at $50.00.