SEC Form 4 · accession 0001127602-15-000593
COCA-COLA EUROPEAN PARTNERS US, LLC · CCE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
L Phillip Humann
Director
Period of report
Dec 31, 2014
Accepted (ET)
Jan 5, 2015 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001491675
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 5, 2015 | A | 427 | — | A | 38,667 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2 | — | Dec 31, 2014 | A | 1,703 | A | — | — | Common Stock | 1,703 | 126,600 | D |
| Quarterly DSU AwardF3 | — | Jan 1, 2015 | A | 678 | A | — | — | Common Stock | 678 | 15,405 | D |
Explanation of responses
- F1On September 23, 2014, 208 shares were acquired at $45.73, and on December 9, 2014, 219 shares were acquired at $43.85, pursuant to the reporting person's participation in the company's dividend reinvestment program.
- F2Phantom stock units acquired pursuant to a deferred compensation agreement between reporting person and Company, increases to the Director's phantom stock credits under the Deferred Compensation Plan for nonemployee Directors due to deemed reinvestments of hypothetical dividends and/or the aggregation of fractional share units not previously reported. Payment of the number of shares credited to the account occurs upon the Director's departure from the Board.
- F3Phantom stock units credited to the reporting person's Quarterly DSU Award account under the Deferred Compensation Plan for Nonemployee Directors. Payment of the number of shares credited to the account occurs upon the Director's departure from the Board.