SEC Form 4 · accession 0001181431-15-007722
TESARO, Inc. · TSRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter J Barris
10% Owner
Period of report
Jun 1, 2015
Accepted (ET)
Jun 2, 2015 · 8:55 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001491576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 1, 2015 | J | 1,000,000 | $0.00 | D | 8,854,255 | I | See Note 2 |
| Common StockF4 | Jun 1, 2015 | J | 10,000 | $0.00 | A | 10,000 | I | See Note 4 |
| Common StockF4 | Jun 1, 2015 | J | 10,000 | $0.00 | D | 0 | I | See Note 4 |
| Common StockF7 | Jun 1, 2015 | J | 290 | $0.00 | A | 767 | I | See Note 7 |
| Common StockF9 | Jun 1, 2015 | J | 290 | $0.00 | A | 767 | I | See Note 9 |
| Common StockF11 | Jun 1, 2015 | J | 2,129 | $0.00 | A | 2,129 | I | See Note 11 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1New Enterprise Associates 13, L.P. ("NEA 13") made a pro rata distribution for no consideration of an aggregate of 1,000,000 shares of common stock of the Issuer to its general partner and its limited partners on June 1, 2015.
- F10New Enterprise Associates, LLC ("NEA LLC") received 2,129 shares of common stock of the Issuer in the distribution by NEA Partners 13 on June 1, 2015.
- F11The Reporting Person is a member of the Board of Directors of NEA LLC, which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the shares of the Issuer held by NEA LLC in which the Reporting Person has no pecuniary interest.
- F2The Reporting Person is a director of NEA 13 GP, LTD, which is the sole general partner of NEA Partners 13, L.P. ("NEA Partners 13"). NEA Partners 13 is the sole general partner of NEA 13, the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the shares of the Issuer held by NEA 13 in which the Reporting Person has no pecuniary interest.
- F3NEA Partners 13 received 10,000 shares of common stock of the Issuer in the distribution by NEA 13 on June 1, 2015.
- F4The Reporting Person is a director of NEA 13 GP, LTD, which is the sole general partner of NEA Partners 13. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the shares of the Issuer held by NEA Partners 13 in which the Reporting Person has no pecuniary interest.
- F5NEA Partners 13 made a pro rata distribution for no consideration of an aggregate of 10,000 shares of common stock of the Issuer to its limited partners on June 1, 2015.
- F6PJ Barris, LLC received 290 shares of common stock of the Issuer in the distribution by NEA Partners 13 on June 1, 2015.
- F7The Reporting Person is a member of PJ Barris, LLC, which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, or otherwise of such portion of the shares of the Issuer held by PJ Barris, LLC in which the Reporting Person has no pecuniary interest.
- F8PDB II LLC received 290 shares of common stock of the Issuer in the distribution by NEA Partners 13 on June 1, 2015.
- F9The Reporting Person is the investment advisor of PDB II LLC, which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the shares held by PDB II LLC in which the Reporting Person has no pecuniary interest.