SEC Form 4/A · accession 0001104659-18-043867
TESARO, Inc. · TSRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Pascale Witz
Director
Period of report
Jun 1, 2018
Accepted (ET)
Jul 3, 2018 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001491576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 1, 2018 | A | 1,279 | $0.00 | A | 1,279 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Nonqualified Stock Option (right to buy)F5,F2 | $46.89 | Jun 1, 2018 | A | 14,221 | A | — | Jun 1, 2028 | Common Stock | 14,221 | 14,221 | D |
| Director Restricted Stock UnitsF5,F3,F4 | — | Jun 1, 2018 | A | 8,104 | A | — | — | Common Stock | 8,104 | 8,104 | D |
Explanation of responses
- F1The Reporting Person has elected to receive common stock in lieu of cash for board retainers and fees otherwise payable in cash.
- F2The option vests in three annual installments beginning on June 1, 2019, subject to the Reporting Person's continued service on the Issuer's board of directors.
- F3Each restricted stock unit ("RSU") represents a contingent right to receive one share of TESARO common stock.
- F4The RSUs vest in three annual installments beginning on June 1, 2019, subject to the Reporting Person's continued service on the Issuer's board of directors.
- F5This amendment is being filed to amend the Form 4 filed by the reporting person on June 5, 2018 (the "Original Form 4") for the sole purpose of correcting the numbers of derivative securities acquired as reported in column 5 of Table II of the Original Form 4, the numbers of shares underlying securities as reported in column 7 of Table II of the Original Form 4, and the numbers of derivative securities beneficially owned following the reported transactions as reported in column 9 of Table II of the Original Form 4.