SEC Form 4 · accession 0001104659-18-038562
TESARO, Inc. · TSRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence M Alleva
Director
Period of report
Jun 1, 2018
Accepted (ET)
Jun 6, 2018 · 2:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001491576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 1, 2018 | A | 1,599 | $0.00 | A | 29,902 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Nonqualified Stock Option (right to buy)F2 | $46.89 | Jun 1, 2018 | A | 7,209 | A | — | Jun 1, 2028 | Common Stock | 7,209 | 7,209 | D |
| Director Restricted Stock UnitsF3,F4 | — | Jun 1, 2018 | A | 4,052 | A | — | — | Common Stock | 4,052 | 4,052 | D |
Explanation of responses
- F1The Reporting Person has elected to receive TESARO common stock in lieu of cash for board retainers and fees otherwise payable in cash.
- F2The option vests on the earlier of the one-year anniversary of the date of grant and the next annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the Issuer's board of directors.
- F3Each restricted stock unit ("RSU") represents a contingent right to receive one share of TESARO common stock.
- F4The RSUs vest on the earlier of the one-year anniversary of the date of grant and the next annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the Issuer's board of directors.