SEC Form 4 · accession 0001104659-17-049349
TESARO, Inc. · TSRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph L Farmer
Officer — Sr.VP, Gen.Counsel & Secretary
Period of report
Aug 1, 2017
Accepted (ET)
Aug 3, 2017 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001491576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 1, 2017 | M | 625 | $0.00 | A | 4,616 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Aug 1, 2017 | M | 625 | D | — | — | Common Stock | 625 | 1,875 | D |
Explanation of responses
- F1Includes 172 shares purchased pursuant to the TESARO, Inc. 2012 Employee Stock Purchase Plan in transactions that were exempt under Section 16b-3(c) and Section 16b-3(d).
- F2Each restricted stock unit represents a contingent right to receive one share of TESARO common stock.
- F3The restricted stock units were granted on July 27, 2016 and vest in four equal annual installments beginning on August 1, 2017.