SEC Form 4 · accession 0001104659-17-037537
TESARO, Inc. · TSRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arnold L Oronsky
Director
Period of report
Jun 1, 2017
Accepted (ET)
Jun 5, 2017 · 6:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001491576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3 | Jun 1, 2017 | A | 335 | $0.00 | A | 1,338 | I | By corporation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Nonqualified Stock Option (right to buy)F2 | $149.22 | Jun 1, 2017 | A | 12,000 | A | — | Jun 1, 2027 | Common Stock | 12,000 | 12,000 | D |
Explanation of responses
- F1The Reporting Person has elected to receive common stock in lieu of cash for board retainers and fees otherwise payable in cash.
- F2The option vests on the earlier of the one-year anniversary of the date of grant and the next annual meeting of the Issuer's stockholders, subject to the Reporting Person's continued service on the Issuer's board of directors.
- F3The shares are beneficially owned by InterWest Venture Management Company ("IVMC"). The Reporting Person is an officer and director of IVMC and may be deemed to own beneficially the shares held by IVMC.