SEC Form 4 · accession 0001213900-26-074507
LiveOne, Inc. · LVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth A Solomon
Director
Period of report
Jun 29, 2026
Accepted (ET)
Jul 1, 2026 · 7:51 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001491419
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par valueF1 | Jun 29, 2026 | M | 3,279 | — | A | 10,632 | D | |
| Common Stock, $0.001 par valueF1 | Jun 29, 2026 | M | 9,523 | — | A | 20,155 | D | |
| Common Stock, $0.001 par valueF1 | Jun 29, 2026 | M | 6,369 | — | A | 26,524 | D | |
| Common Stock, $0.001 par valueF1 | Jun 29, 2026 | M | 22,266 | — | A | 48,790 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jun 29, 2026 | M | 3,279 | D | — | — | Common Stock, $0.001 par value | 3,279 | 0 | D |
| Restricted Stock UnitsF1,F3 | — | Jun 29, 2026 | M | 9,523 | D | — | — | Common Stock, $0.001 par value | 9,523 | 0 | D |
| Restricted Stock UnitsF1,F4 | — | Jun 29, 2026 | M | 6,369 | D | — | — | Common Stock, $0.001 par value | 6,369 | 0 | D |
| Restricted Stock UnitsF1,F5 | — | Jun 29, 2026 | M | 22,266 | D | — | — | Common Stock, $0.001 par value | 22,266 | 0 | D |
Explanation of responses
- F1Restricted Stock Units ("RSUs") convert into the Issuer's common stock on a one-for-one basis.
- F2Represents vested RSUs that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2020 to September 30, 2021. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock and takes into effect the 1-for-10 reverse stock split of the Issuer's issued and outstanding shares of Common Stock completed on September 26, 2025 (the "Reverse Split").
- F3Represents vested RSUs that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2021 to September 30, 2023. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock and takes into effect the Reverse Split.
- F4Represents vested RSUs that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2023 to September 30, 2024. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock and takes into effect the Reverse Split.
- F5Represents vested RSUs that were settled on the reported date, which RSUs were previously granted to the Reporting Person as director fees for service on the Issuer's board of directors for the period from October 1, 2024 to September 30, 2025. Each vested RSU was settled by the Issuer by delivery to the Reporting Person of one share of Issuer's common stock.