SEC Form 3 · accession 0001213900-17-013575
LiveOne, Inc. · LVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tim J. Spengler
Director
Period of report
Dec 21, 2017
Accepted (ET)
Dec 21, 2017 · 9:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001491419
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value | holding | — | — | — | 66,667 | D |
Table II — derivative securities
No Table II lines on this filing.