SEC Form 4 · accession 0001976572-26-000005
Capitol Federal Financial, Inc. · CFFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Joseph Skrobacz Jr.
Officer — Executive Vice President
Period of report
Sep 23, 2026
Accepted (ET)
Sep 24, 2026 · 5:54 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001490906
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CFFN common stockF1 | Sep 23, 2026 | A | 22,500 | — | A | 58,989 | D | |
| CFFN common stock | holding | — | — | — | 4,360 | I | ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CFFN Phantom Stock 2024F2 | $5.91 | holding | — | — | — | Dec 31, 2027 | Dec 31, 2027 | CFFN common stock | 3,006 | 3,006 | D |
| CFFN Phantom Stock 2025F2 | $6.81 | holding | — | — | — | Dec 31, 2028 | Dec 31, 2028 | CFFN common stock | 10,152 | 10,152 | D |
Explanation of responses
- F1Represents restricted stock award under the Issuer's 2026 Omnibus Incentive Plan with the following vesting schedule: five equal annual installments with the first installment vesting on September 30, 2027 and each subsequent installment vesting on each September 30th thereafter
- F2The phantom stock units were acquired under the Issuers Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.