SEC Form 4/A · accession 0001490906-18-000016
Capitol Federal Financial, Inc. · CFFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Daniel L. Lehman
Officer — Executive Vice President
Period of report
Jan 4, 2018
Accepted (ET)
Jan 4, 2018 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490906
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CFFN common stockF1 | Jan 4, 2018 | M | 1,052 | $12.78 | A | 18,201 | D | |
| CFFN common stockF1 | Jan 4, 2018 | D | 1,052 | $13.41 | D | 17,149 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Form 4 filed on Jan.03, 2018 had an incorrect amount of securities reported. Table 1 Section 4: the original amount reported was 971. The correct number should be 1052.