SEC Form 4 · accession 0001490906-15-000045
Capitol Federal Financial, Inc. · CFFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James G. Morris
Director
Period of report
Aug 3, 2015
Accepted (ET)
Aug 4, 2015 · 11:18 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490906
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CFFN common stock | Aug 3, 2015 | P | 350 | $12.02 | A | 21,140 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CFFN Non-qualified Stock Option November, 2013F1 | $12.04 | holding | — | — | — | — | Nov 25, 2028 | CFFN common stock | 15,000 | 15,000 | D |
Explanation of responses
- F13,750 options vested or will vest on January 10, 2014, January 10, 2015, January 10, 2016 and January 10, 2017.