SEC Form 4 · accession 0001490660-15-000163

Marketo, Inc. · MKTO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP & Chief Marketing Officer

Period of report

Dec 1, 2015

Accepted (ET)

Dec 3, 2015 · 6:21 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001490660

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Dec 1, 2015	M	2,564	$7.42	A	41,589	D
Common Stock	Dec 1, 2015	M	994	$4.74	A	42,583	D
Common Stock	Dec 1, 2015	M	490	$4.56	A	43,073	D
Common Stock	Dec 1, 2015	M	204	$4.74	A	43,277	D
Common Stock	Dec 1, 2015	M	561	$7.42	A	43,838	D
Common Stock	Dec 1, 2015	S	4,813	$29.72	D	39,025	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Incentive Stock Option (right to buy)^F2	$4.56	Dec 1, 2015	M	490	D	—	Apr 30, 2022	Common Stock	490	2,448	D
Incentive Stock Option (right to buy)^F3	$4.74	Dec 1, 2015	M	204	D	—	Aug 28, 2022	Common Stock	204	1,836	D
Incentive Stock Option (right to buy)^F4	$7.42	Dec 1, 2015	M	561	D	—	Feb 6, 2023	Common Stock	561	8,424	D
Non-Qualified Stock Option (right to buy)^F3	$4.74	Dec 1, 2015	M	994	D	—	Aug 28, 2022	Common Stock	994	8,945	D
Non-Qualified Stock Option (right to buy)^F4	$7.42	Dec 1, 2015	M	2,564	D	—	Feb 6, 2023	Common Stock	2,564	38,452	D

F1The shares were sold pursuant to Mr. Dholakia's 10b5-1 Plan entered into on August 13, 2015.
F2The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in twenty-four equal monthly installments beginning on May 17, 2014.
F3The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vest on August 29, 2013 and one forty-eighth of the shares vest monthly thereafter.
F4The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in twenty-four equal monthly installments beginning on March 7, 2015.