SEC Form 4 · accession 0001490660-15-000149

Marketo, Inc. · MKTO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP & Chief Marketing Officer

Period of report

Nov 2, 2015

Accepted (ET)

Nov 3, 2015 · 6:18 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001490660

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Nov 2, 2015	M	994	$4.74	A	40,019	D
Common Stock	Nov 2, 2015	M	2,563	$7.42	A	42,582	D
Common Stock	Nov 2, 2015	M	562	$7.42	A	43,144	D
Common Stock	Nov 2, 2015	M	204	$4.74	A	43,348	D
Common Stock	Nov 2, 2015	M	490	$4.56	A	43,838	D
Common Stock^F2	Nov 2, 2015	S	4,813	$29.0353	D	39,025	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Incentive Stock Option (right to buy)^F3	$4.56	Nov 2, 2015	M	490	D	—	Apr 30, 2022	Common Stock	490	2,938	D
Incentive Stock Option (right to buy)^F4	$4.74	Nov 2, 2015	M	204	D	—	Aug 28, 2022	Common Stock	204	2,040	D
Incentive Stock Option (right to buy)^F5	$7.42	Nov 2, 2015	M	562	D	—	Feb 6, 2023	Common Stock	562	8,985	D
Non-Qualified Stock Option (right to buy)^F4	$4.74	Nov 2, 2015	M	994	D	—	Aug 28, 2022	Common Stock	994	9,939	D
Non-Qualified Stock Option (right to buy)^F5	$7.42	Nov 2, 2015	M	2,563	D	—	Feb 6, 2023	Common Stock	2,563	41,016	D

F1The shares were sold pursuant to Mr. Dholakia's 10b5-1 Plan entered into on August 13, 2015.
F2This transaction was executed in multiple trades at prices ranging from $28.65 to $29.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in twenty-four equal monthly installments beginning on May 17, 2014.
F4The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vest on August 29, 2013 and one forty-eighth of the shares vest monthly thereafter.
F5The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in twenty-four equal monthly installments beginning on March 7, 2015.