SEC Form 4 · accession 0001490660-15-000145
Marketo, Inc. · MKTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cambria W Dunaway
Director
Period of report
Oct 23, 2015
Accepted (ET)
Oct 27, 2015 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490660
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Oct 23, 2015 | A | 2,287 | $0.00 | A | 2,287 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $28.50 | Oct 23, 2015 | A | 5,592 | A | — | Oct 22, 2025 | Common Stock | 5,592 | 5,592 | D |
Explanation of responses
- F1Securities granted automatically on the date of appointment to the issuer's board of directors in accordance with its outside director compensation policy.
- F2Represents shares of common stock that are issuable pursuant to Restricted Stock Unit ("RSU") awards. One-hundred percent (100%) of the RSUs will vest upon the earlier of (i) the 2016 annual stockholder meeting of the issuer, and (ii) one year from the grant date (October 23, 2016), subject to continued service by the reporting person on the vesting date.
- F3One-hundred percent (100%) of the shares underlying the option will vest upon the earlier of (i) the 2016 annual stockholder meeting of the issuer, and (ii) one year from the grant date (October 23, 2016), subject to continued service by the reporting person on the vesting date.