SEC Form 4 · accession 0001490660-15-000114
Marketo, Inc. · MKTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger S Siboni
Director
Period of report
Aug 17, 2015
Accepted (ET)
Aug 19, 2015 · 5:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490660
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 17, 2015 | M | 10,000 | $2.74 | A | 17,894 | D | |
| Common StockF1 | Aug 17, 2015 | S | 10,000 | $29.0133 | D | 7,894 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $2.74 | Aug 17, 2015 | M | 10,000 | D | — | Oct 3, 2021 | Common Stock | 10,000 | 42,990 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $29.00 to $29.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2The option is subject to an early exercise provision and is immediately exercisable. Beginning on November 4, 2011, 2,500 shares subject to the option vest monthly though October 4, 2014 and the remaining 25,000 shares vest ratably over the following twelve months.