SEC Form 4 · accession 0001490660-15-000100
Marketo, Inc. · MKTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick Ball
Officer — SVP & Chief Financial Officer
Period of report
Jul 29, 2015
Accepted (ET)
Jul 30, 2015 · 5:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490660
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 27, 2015 | G | 15,000 | $0.00 | D | 17,016 | I | by Trust |
| Common StockF3,F1 | Jul 29, 2015 | S | 15,000 | $30.1293 | D | 2,016 | I | by Trust |
| Common Stock | holding | — | — | — | 62,442 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares are held directly by The 1998 Ball Family Trust for which the Reporting Person serves as trustee.
- F2These shares were sold pursuant to Mr. Ball's 10b5-1 plan entered into on May 28, 2015.
- F3This transaction was executed in multiple trades at prices ranging from $29.78 to $30.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.