SEC Form 4 · accession 0001490660-15-000097
Marketo, Inc. · MKTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen M Sloan
Officer — SVP Prod. Strat & Partnerships
Period of report
Jul 15, 2015
Accepted (ET)
Jul 17, 2015 · 5:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490660
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 15, 2015 | F | 3,283 | $23.54 | D | 75,728 | D | |
| Common StockF3 | Jul 16, 2015 | S | 2,734 | $23.7138 | D | 72,994 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by Marketo, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units. No shares were sold in connection with the withholding.
- F2The shares were sold pursuant to Mr. Sloan's 10b5-1 Plan entered into on November 24, 2014.
- F3This transaction was executed in multiple trades at prices ranging from $23.39 to $24.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.