SEC Form 4 · accession 0001490660-15-000075
Marketo, Inc. · MKTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan L Bostrom
Director
Period of report
May 18, 2015
Accepted (ET)
May 20, 2015 · 6:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490660
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 18, 2015 | M | 29,200 | $4.56 | A | 33,423 | D | |
| Common Stock | May 18, 2015 | M | 16,800 | $12.00 | A | 50,223 | D | |
| Common StockF1 | May 18, 2015 | S | 46,000 | $29.2929 | D | 4,223 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $4.56 | May 18, 2015 | M | 29,200 | D | — | Apr 30, 2022 | Common Stock | 29,200 | 8,300 | D |
| Non-Qualified Stock Option (right to buy)F2 | $12.00 | May 18, 2015 | M | 16,800 | D | — | Apr 30, 2023 | Common Stock | 16,800 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $29.23 to $29.365. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2The option is fully vested and is immediately exercisable.