SEC Form 4 · accession 0001490660-15-000041
Marketo, Inc. · MKTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Margo Smith
Officer — SVP, GC & Secretary
Period of report
Feb 18, 2015
Accepted (ET)
Feb 20, 2015 · 6:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490660
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Feb 18, 2015 | S | 2,600 | $27.2756 | D | 48,089 | D | |
| Common Stock | Feb 18, 2015 | S | 75 | $27.94 | D | 48,014 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were sold pursuant to a 10b5-1 plan entered into by Ms. Smith on May 30, 2014.
- F2This transaction was executed in multiple trades at prices ranging from $26.90 to $27.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Includes 864 shares of common stock acquired under Marketo's Employee Stock Purchase Plan on 2/17/2015.