SEC Form 4 · accession 0001490660-15-000037
Marketo, Inc. · MKTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen M Sloan
Officer — SVP, Products and Engineering
Period of report
Feb 18, 2015
Accepted (ET)
Feb 20, 2015 · 6:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490660
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 18, 2015 | S | 576 | $27.8747 | D | 79,011 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were sold pursuant to Mr. Sloan's 10b5-1 Plan entered into on November 24, 2014. Such 576 shares were acquired under Marketo's Employee Stock Purchase Plan on 2/17/2015.
- F2This transaction was executed in multiple trades at prices ranging from $27.84 to $27.88. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.