SEC Form 4 · accession 0001179110-15-012535

Marketo, Inc. · MKTO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Table I — non-derivative securities

Table II — derivative securities

Explanation of responses

• F1148,515 of the reported securities were sold by Battery Ventures IX, L.P. ("BV IX") and 1,485 of the reported securities were sold by Battery Investment Partners IX, LLC ("BIP IX").
• F2Represents weighted-average sales price. The shares were sold at prices ranging from $27.80 to $28.25. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
• F31,500,212 of the reported securities are owned directly by BV IX, and 15,000 of the reported securities are owned directly by BIP IX. The sole general partner of BV IX and the sole managing member of BIP IX is Battery Partners IX, LLC ("BP IX"). BP IX's investment adviser is Battery Management Corp. (together with BP IX, the "Battery Companies"). The Reporting Person is a managing member and officer of the Battery Companies and may be deemed to share voting and dispostive power over the shares held by BV IX and BIP IX. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.