SEC Form 4 · accession 0000899243-15-007340

Marketo, Inc. · MKTO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Oct 29, 2015

Accepted (ET)

Oct 30, 2015 · 4:50 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001490660

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F3	Oct 29, 2015	J	1,725,756	$0.00	D	0	I	By InterWest Partners IX, LP
Common Stock	Oct 29, 2015	J	17,258	$0.00	A	17,258	I	By InterWest Management Partners IX, LLC
Common Stock	Oct 29, 2015	J	17,258	$0.00	D	0	I	By InterWest Management Partners IX, LLC
Common Stock^F4	Oct 29, 2015	J	1,001	$0.00	A	16,522	D

No Table II lines on this filing.

F1Represents pro rata in-kind distribution by InterWest Partners IX, LP ("IP9") without consideration to its limited and general partners in accordance with the terms of the InterWest Partners IX, LP Limited Partnership Agreement. Includes 17,258 shares distributed to InterWest Management Partners IX, LLC ("IMP9") its general partner.
F2Represents pro rata in-kind distribution by IMP9 without consideration to its members in accordance with the terms of the InterWest Management Partners IX, LLC Operating Agreement. Includes 1,001 shares distributed to Pepper.
F3The shares are owned by IP9. The general partner of IP9 is IMP9. Gianos, Oronsky, Kliman, Holmes, Cleveland, Pepper and Nasr have shared voting and investment control over shares owned by IP9, and disclaim beneficial ownership of those securities, except to the extent of their pecuniary interest therein.
F4Includes 3,671 RSUs that will vest upon the earlier of (i) the 2016 annual stockholder meeting of the issuer, and (ii) one year from the grant date (June 1, 2016), subject to continued service by the grantee on the vesting date.