SEC Form 3 · accession 0001209191-17-006845
Gordmans Stores, Inc. · GMAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur Gorling
Officer — SVP and CMO
Period of report
Jan 23, 2017
Accepted (ET)
Feb 1, 2017 · 5:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490636
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 | holding | — | — | — | 8,338 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Buy)F1 | $8.30 | holding | — | — | — | — | Dec 4, 2023 | Common stock, par value $0.001 | 7,800 | — | D |
| Stock Option (Buy)F2 | $4.33 | holding | — | — | — | — | Jun 5, 2024 | Common stock, par value $0.001 | 9,300 | — | D |
| Stock Option (Buy)F3 | $5.86 | holding | — | — | — | — | Jun 4, 2025 | Common stock, par value $0.001 | 6,100 | — | D |
| Stock Option (Buy)F4 | $1.72 | holding | — | — | — | — | Jun 7, 2026 | Common stock, par value $0.001 | 8,500 | — | D |
Explanation of responses
- F1Grant to the reporting person of an option to purchase 7,800 shares of common stock vesting in four annual increments beginning on December 4, 2014, the first anniversary of the grant.
- F2Grant to the reporting person of an option to purchase 9,300 shares of common stock vesting in four annual increments beginning on June 5, 2015, the first anniversary of the grant.
- F3Grant to the reporting person of an option to purchase 6,100 shares of common stock vesting in four annual increments beginning on June 4, 2016, the first anniversary of the grant.
- F4Grant to the reporting person of an option to purchase 8,500 shares of common stock vesting in four annual increments beginning on June 7, 2017, the first anniversary of the grant.