SEC Form 4 · accession 0001209191-16-126809
Gordmans Stores, Inc. · GMAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa Evans
Officer — EVP & CMO
Period of report
Jun 7, 2016
Accepted (ET)
Jun 9, 2016 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490636
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.001F1 | Jun 7, 2016 | S | 1,103 | $1.65 | D | 36,997 | D | |
| Common stock, par value $0.001F2 | Jun 7, 2016 | A | 7,500 | $1.72 | D | 44,497 | D | |
| Common stock, par value $0.001 | holding | — | — | — | 1,000 | I | Daughter |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (buy)F3 | $1.72 | Jun 7, 2016 | A | 61,900 | A | — | Jun 7, 2026 | Common stock, par value $0.001 | 61,900 | 179,500 | D |
Explanation of responses
- F1Reporting person sold shares to satisfy tax withholding obligation arising from the vesting of 2,075 shares of restricted stock.
- F2Shares of restricted stock vest in four equal annual installments beginning on June 7, 2017.
- F3The options vest in four equal annual installments beginning on June 7, 2017.