SEC Form 4 · accession 0001209191-16-126516
Gordmans Stores, Inc. · GMAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Ballister Brown
Officer — Executive VP and CFO
Period of report
Jun 7, 2016
Accepted (ET)
Jun 8, 2016 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490636
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.001F1 | Jun 7, 2016 | A | 6,000 | $1.72 | A | 16,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (buy)F2 | $1.72 | Jun 7, 2016 | A | 49,600 | A | — | Jun 7, 2026 | Common stock, par value $0.001 | 49,600 | 85,600 | D |
Explanation of responses
- F1Shares of restricted stock vest in four equal annual installments beginning on June 7, 2017.
- F2The options vest in four equal annual installments beginning on June 7, 2017.