SEC Form 4 · accession 0001209191-15-071865
Gordmans Stores, Inc. · GMAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Ballister Brown
Officer — Executive VP and CFO
Period of report
Sep 21, 2015
Accepted (ET)
Sep 22, 2015 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490636
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001F1 | Sep 21, 2015 | A | 6,000 | $3.48 | A | 6,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (buy)F2 | $3.48 | Sep 21, 2015 | A | 36,000 | A | — | Sep 21, 2025 | Common Stock, par value $0.001 | 36,000 | 36,000 | D |
Explanation of responses
- F1Shares of restricted stock vest in four equal annual installments beginning on September 21, 2016.
- F2The options vest in four equal annual installments beginning on September 21, 2016.