SEC Form 4 · accession 0001209191-15-051097
Gordmans Stores, Inc. · GMAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard H Heyman
Officer — SVP & CIO
Period of report
Jun 4, 2015
Accepted (ET)
Jun 8, 2015 · 5:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490636
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001F1 | Jun 4, 2015 | A | 4,200 | $5.86 | A | 68,867 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (buy)F2 | $5.86 | Jun 4, 2015 | A | 24,000 | A | — | Jun 4, 2025 | Common Stock, par value $0.001 | 24,000 | 24,000 | D |
Explanation of responses
- F1Shares of restricted stock vest in four equal annual installments beginning on June 4, 2016.
- F2Options vest in four equal annual installments beginning on June 4, 2016.