SEC Form 5 · accession 0001493152-18-007891
Rhino Resource Partners LP · RHNO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Royal Energy Resources, Inc.
10% Owner
William L Tuorto
Officer — Executive Chairman · Director
Brian Hughs
Director
Period of report
Dec 31, 2016
Accepted (ET)
May 29, 2018 · 6:10 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490630
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Subordinated UnitsF2,F3,F1 | $0.00 | Dec 20, 2016 | P | 985 | A | — | — | Common Units | — | 1,061,324 | D |
Explanation of responses
- F1Subordinated Units are convertible into Common Units on a one-for-one basis as set forth in the limited partnership agreement for the issuer.
- F2No of Subordinated Units differs from prior filings as a result of a 1 for 10 reverse stock split effected by Rhino Resource Partners, LP in 2016.
- F3Common units shown as beneficially owned by Royal Energy, William L. Tuorto and Brian Hughs reflect common units owned of record by Royal Energy. Messrs. Tuorto and Hughs, as the controlling persons of Royal Energy, may be deemed to share beneficial ownership of any units beneficially owned by Royal Energy, but disclaim such beneficial ownership.