SEC Form 5 · accession 0001493152-18-004103
Rhino Resource Partners LP · RHNO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owners
Royal Energy Resources, Inc.
Officer — Executive Chairman · Director · 10% Owner
William L Tuorto
Officer — Executive Chairman · Director
Brian Hughs
Director
Period of report
Dec 31, 2017
Accepted (ET)
Mar 29, 2018 · 11:03 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490630
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1,F2,F3 | May 31, 2017 | J | 25,000 | $3.55 | D | 6,568,578 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The common units were transferred to Cedarview Opportunities Master Fund, L.P. on May 31, 2017 as a loan fee for a loan extended to Royal Energy Resources, Inc. ("Royal Energy") on such date. The price reflects the closing price of the common units on such date.
- F2This form is jointly filed by Royal Energy, William L. Tourto and Brian Hughs.
- F3Common units shown as beneficially owned by Royal Energy, William L. Tuorto and Brian Hughs reflect common units owned of record by Royal Energy. Messrs. Tuorto and Hughs, as the controlling persons of Royal Energy, may be deemed to share beneficial ownership of any units beneficially owned by Royal Energy, but disclaim such beneficial ownership.