SEC Form 4 · accession 0001493152-16-009126
Rhino Resource Partners LP · RHNO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Royal Energy Resources, Inc.
10% Owner
William L Tuorto
Director · 10% Owner
Brian Hughs
Director · 10% Owner
Period of report
Mar 21, 2016
Accepted (ET)
Apr 22, 2016 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490630
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1 | Mar 22, 2016 | P | 60,000,000 | $0.15 | A | 66,769,112 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Subordinated UnitsF1,F2 | $0.00 | Mar 21, 2016 | P | 9,455,252 | A | — | — | Common Units | 9,455,252 | 9,455,252 | D |
| Subordinated UnitsF1,F2 | $0.00 | Apr 13, 2016 | P | 1,148,141 | A | — | — | Common Units | 1,148,141 | 10,603,393 | D |
Explanation of responses
- F1Common units shown as beneficially owned by Royal Energy, William L. Tuorto and Brian Hughs reflect common units owned of record by Royal Energy. Messrs. Tuorto and Hughs, as the controlling persons of Royal Energy, may be deemed to share beneficial ownership of any units beneficially owned by Royal Energy, but disclaim such beneficial ownership.
- F2Subordinated Units are convertible into Common Units on a one-for-one basis as set forth in the limited partnership agreement for the issuer.
Remarks
This form is jointly filed by Royal Energy Resources, Inc. ("Royal Energy"), William L. Tuorto and Brian Hughs.