SEC Form 4 · accession 0001140361-16-046690
Rhino Resource Partners LP · RHNO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark D Zand
Director
Period of report
Dec 31, 2015
Accepted (ET)
Jan 5, 2016 · 5:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490630
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1 | Dec 31, 2015 | J | 21,643 | — | A | 36,136 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Subordinated UnitsF2 | $0.00 | Dec 31, 2015 | J | 30,958 | A | — | — | Common Units | 30,958 | 51,687 | D |
Explanation of responses
- F1Rhino Energy Holdings LLC made an in-kind distribution of 2,222,779 common units and 3,179,613 subordinated units to certain of its investors, including the Reporting Person. Mr. Zand's in-kind distribution was for a total of 21,643 common units and 30,958 subordinated units, held directly.
- F2The subordinated units will convert into common units on a one-for-one basis at the times set forth in, and subject to the terms and conditions of, the issuer's Partnership Agreement.