SEC Form 4 · accession 0001104659-15-069703
Rhino Resource Partners LP · RHNO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas James Lambert
Director
Period of report
Oct 5, 2015
Accepted (ET)
Oct 7, 2015 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490630
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1 | Oct 5, 2015 | J | 30,488 | $0.00 | A | 38,563 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to a condition to Mr. Lambert's employment with Alvarez & Marsal Financial Industry Advisory Services, LLC ("A&M") that requires Mr. Lambert to direct all director compensation owed to or received by Mr. Lambert to A&M (the "A&M Arrangement"), on October 5, 2015, the Issuer granted to A&M on behalf of and for services provided by Mr. Lambert as a director of the general partner of the Issuer 30,488 common units. Mr. Lambert may be deemed to beneficially own the common units owned by A&M, but disclaims such beneficial ownership of such common units.