SEC Form 4 · accession 0001104659-15-069690
Rhino Resource Partners LP · RHNO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Lawrence Plaumann
Director
Period of report
Oct 5, 2015
Accepted (ET)
Oct 7, 2015 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490630
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Units | Oct 5, 2015 | A | 30,488 | $0.00 | A | 38,563 | I | By Greyhawke Capital Advisors LLC |
| Common Units | holding | — | — | — | 477 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Subordinated UnitsF1 | $0.00 | holding | — | — | — | — | — | Common Units | 682 | 682 | D |
Explanation of responses
- F1The subordinated units will convert into common units on a one-for-one basis at the times set forth in, and subject to the terms and conditions of, the issuer's Partnership Agreement.