SEC Form 4 · accession 0001213900-26-064840

PhenixFIN Corp · PFX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

David A Lorber

Officer — CHAIRMAN AND CEO · Director · 10% Owner

Period of report

Jun 1, 2026

Accepted (ET)

Jun 3, 2026 · 5:23 pm EDT

Rule 10b5-1 plan

box not checked

Issuer CIK

0001490349

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
COMMON STOCK	Jun 1, 2026	P	1	$41.20	A	245,199	D
COMMON STOCK^F1	Jun 1, 2026	P	1,363	$44.37	A	246,562	D
COMMON STOCK	Jun 1, 2026	P	836	$44.99	A	247,398	D
COMMON STOCK^F2	Jun 2, 2026	P	2,473	$44.95	A	249,871	D
COMMON STOCK	Jun 3, 2026	P	800	$44.40	A	250,671	D
COMMON STOCK^F3	Jun 3, 2026	P	3,183	$45.49	A	253,854	D
COMMON STOCK^F4	holding	—	—		—	3,378	I	By spouse

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $43.94 to $44.92, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.
F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $44.71 to $45.49, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.
F3The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $45.46 to $45.49, inclusive. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4.
F4Shares held in the reporting person's spouse's retirement account.