SEC Form 4 · accession 0001140361-18-028302
Tortoise Midstream Energy Fund, Inc. · NTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
P. Bradley Adams
Officer — CEO & Princ Financial Officer
Period of report
Dec 1, 2017
Accepted (ET)
Jun 13, 2018 · 9:20 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490286
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Dec 1, 2017 | L | 3 | $16.35 | A | 814 | D | |
| Common SharesF1,F2 | Mar 1, 2018 | L | 3 | $17.62 | A | 832 | D | |
| Common SharesF3 | Jun 12, 2018 | P | 1,050 | $18.77 | A | 1,896 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Automatic reinvestment of distribution by broker not made at the Tortoise MLP Fund, Inc. dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4.
- F2Includes 14.75 shares acquired under the Tortoise MLP Fund, Inc. dividend reinvestment plan.
- F3Includes 14.67 shares acquired under the Tortoise MLP Fund, Inc. dividend reinvestment plan.