SEC Form 4 · accession 0001140361-17-046087
Tortoise Midstream Energy Fund, Inc. · NTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terry Matlack
Director · Other
Period of report
Sep 1, 2017
Accepted (ET)
Dec 13, 2017 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490286
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Sep 1, 2017 | L | 182 | $18.13 | A | 16,658 | I | By Matlack Living Trust dated 12/30/04 |
| Common SharesF1,F3 | Dec 1, 2017 | L | 206 | $16.35 | A | 17,074 | I | By Matlack Living Trust dated 12/30/04 |
| Common Shares | Dec 12, 2017 | P | 1,500 | $16.37 | A | 18,574 | I | By Matlack Living Trust dated 12/30/04 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Automatic reinvestment of distribution by broker not made at the Tortoise MLP Fund, Inc. dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4.
- F2Includes 190.87 shares acquired under the Tortoise MLP Fund, Inc. dividend reinvestment plan.
- F3Includes 210.30 shares acquired under the Tortoise MLP Fund, Inc. dividend reinvestment plan.