SEC Form 5 · accession 0001140361-17-001798

Tortoise Midstream Energy Fund, Inc. · NTG

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Nov 30, 2016

Accepted (ET)

Jan 13, 2017 · 3:00 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001490286

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares^F1	Dec 1, 2015	L	26	$16.31	A	1,124	D
Common Shares^F1	Dec 1, 2015	L	26	$16.31	A	1,124	I	By spouse
Common Shares^F1,F2	Dec 1, 2015	L	1	$16.31	A	0	I	By self as custodian of child's account
Common Shares^F1	Mar 1, 2016	L	27	$16.33	A	1,124	D
Common Shares^F1	Mar 1, 2016	L	27	$16.33	A	1,124	I	By spouse
Common Shares^F1	Jun 1, 2016	L	25	$18.10	A	1,124	D
Common Shares^F1	Jun 1, 2016	L	25	$18.10	A	1,124	I	By spouse
Common Shares^F1	Sep 1, 2016	L	23	$19.89	A	1,124	D
Common Shares^F1	Sep 1, 2016	L	23	$19.89	A	1,124	I	By spouse

No Table II lines on this filing.

F1Automatic reinvestment of distribution by broker not made at the Tortoise MLP Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.
F2Transaction reported occurred while reporting person had a reportable beneficial interest, but subsequent to transaction, shares held by adult child no longer living at home; amount beneficially owned at fiscal year-end excludes 257.155 shares (in addition to the shares reported in the transaction) held by the adult child no longer living at home and in which the reporting person no longer has a reportable beneficial interest but which have been included in the reporting person's prior ownership information.