SEC Form 4 · accession 0001490281-19-000020
Groupon, Inc. · GRPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Melissa Thomas
Officer — CAO & Treasurer
Period of report
Feb 22, 2019
Accepted (ET)
Feb 26, 2019 · 5:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 22, 2019 | M | 9,975 | $0.00 | A | 39,221 | D | |
| Common Stock | Feb 22, 2019 | F | 4,709 | $3.36 | D | 34,512 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Feb 22, 2019 | M | 9,975 | D | May 22, 2018 | — | Common Stock | 9,975 | 49,875 | D |
Explanation of responses
- F1Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.
- F2Each restricted stock unit represents a contingent right to receive one share of Common Stock.
- F3The restricted stock units reported on this line will vest in equal increments on February 22, 2019, May 22, 2019, August 22, 2019, November 22, 2019, February 22, 2020, and May 22, 2020, subject to Ms. Thomas' continued employment with the Company through each vesting date.