SEC Form 4 · accession 0001490281-18-000132
Groupon, Inc. · GRPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric P Lefkofsky
Director · 10% Owner
Period of report
Dec 6, 2018
Accepted (ET)
Dec 7, 2018 · 6:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 6, 2018 | S | 1,500,000 | $3.04 | D | 32,734,594 | I | By Green Media LLC |
| Common StockF2 | Dec 7, 2018 | S | 1,500,000 | $3.09 | D | 31,234,594 | I | By Green Media LLC |
| Common StockF4 | holding | — | — | — | 1,570,269 | D | ||
| Common StockF5 | holding | — | — | — | 10,150,400 | I | By Lefkofsky Family 2016 GRAT | |
| Common StockF6 | holding | — | — | — | 40,000,000 | I | By Lefkofsky Family 2018 GRAT |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on December 6, 2018. The price per share for such transactions ranged from $2.99 to $3.09. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.
- F2The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC.
- F3The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on December 7, 2018. The price per share for such transactions ranged from $3.06 to $3.15. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.
- F4The amount of shares reported on this line includes previously reported restricted stock unit awards that are subject to Mr. Lefkofsky's continued service as a director of the Issuer through the vesting date.
- F5The shares of Common Stock reported on this line are held by the Lefkofsky Family 2016 GRAT.
- F6The shares of Common Stock reported on this line are held by the Lefkofsky Family 2018 GRAT.