SEC Form 4 · accession 0001490281-18-000066
Groupon, Inc. · GRPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric P Lefkofsky
Director · 10% Owner
Period of report
Jun 14, 2018
Accepted (ET)
Jun 18, 2018 · 6:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 14, 2018 | A | 37,878 | $0.00 | A | 1,570,269 | D | |
| Common StockF3 | holding | — | — | — | 26,429,994 | I | By Green Media LLC | |
| Common StockF4 | holding | — | — | — | 19,455,000 | I | By Lefkofsky Family 2016 GRAT | |
| Common StockF5 | holding | — | — | — | 40,000,000 | I | By Lefkofsky Family 2018 GRAT |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1100% of the restricted stock units granted on June 14, 2018 will vest on June 14, 2019, subject to Mr. Lefkofsky's continued service as a director of the Issuer through the vesting date.
- F2The amount of shares reported on this line includes previously reported restricted stock unit awards that are subject to Mr. Lefkofsky's continued service as a director of the Issuer through the vesting date.
- F3The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC.
- F4The shares of Common Stock reported on this line are held by the Lefkofsky Family 2016 GRAT.
- F5The shares of Common Stock reported on this line are held by the Lefkofsky Family 2018 GRAT.