SEC Form 4 · accession 0001490281-16-000221
Groupon, Inc. · GRPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Stevens
Officer — CAO & Treasurer
Period of report
Nov 28, 2016
Accepted (ET)
Nov 30, 2016 · 5:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 28, 2016 | S | 10,000 | $4.11 | D | 163,065 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On October 31, 2016, each share of the Issuer's Class A common stock automatically converted on a 1-for-1 basis into a new class of stock designated Common Stock pursuant to the terms of the Issuer's amended and restated certificate of incorporation (the "Conversion"). Prior to the Conversion, these shares were reported as shares of Class A common stock.
- F2The transaction reported in this line item was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.