SEC Form 4 · accession 0001490281-16-000076
Groupon, Inc. · GRPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rich Williams
Officer — Chief Executive Officer · Director
Period of report
Jan 26, 2016
Accepted (ET)
Jan 28, 2016 · 6:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 26, 2016 | M | 6,250 | $0.00 | A | 959,029 | D | |
| Class A Common Stock | Jan 26, 2016 | F | 2,275 | $2.78 | D | 956,754 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Jan 26, 2016 | M | 6,250 | D | Jul 26, 2012 | — | Class A Common Stock | 6,250 | 6,250 | D |
Explanation of responses
- F1Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. This is not an open market sale of securities.
- F2Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
- F3The restricted stock units reported on this line will vest in equal increments on January 26, 2016 and April 26, 2016, subject to Mr. Williams' continued employment with the Company through each vesting date.