SEC Form 4 · accession 0001225208-15-020299
Groupon, Inc. · GRPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rich Williams
Officer — COO & President, North America
Period of report
Nov 3, 2015
Accepted (ET)
Nov 3, 2015 · 7:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490281
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Nov 3, 2015 | A | 1,618,277 | A | Mar 31, 2016 | — | Class A Common Stock | 1,618,277 | 1,618,277 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
- F275,694 RSUs reported on this line will vest on the last day of each calendar quarter over a one-year period beginning on March 31, 2016; 66,338 RSUs will vest on the last day of each calendar quarter over a one-year period beginning on March 31, 2017; 140,427 RSUs will vest on the last day of each calendar quarter over a one-year period beginning on March 31, 2018; and 122,110 RSUs will vest on the last day of each calendar quarter over a nine month period beginning on March 31, 2019 with 122,111 RSUs vesting on December 31, 2019, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.