SEC Form 4 · accession 0001225208-15-015314
Groupon, Inc. · GRPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradley A Keywell
Director
Period of report
Jul 7, 2015
Accepted (ET)
Jul 9, 2015 · 7:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Jul 7, 2015 | S | 250,000 | $4.82 | D | 30,575,030 | I | by Rugger Ventures LLC |
| Class A Common StockF3,F2 | Jul 8, 2015 | S | 250,000 | $4.84 | D | 30,325,030 | I | by Rugger Ventures LLC |
| Class A Common Stock | holding | — | — | — | 70,932 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on July 7, 2015. The price per share for such transactions ranged from $4.74 to $4.87. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.
- F2The shares of Class A Common Stock reported on this line are held by Rugger Ventures LLC, an entity owned by Kimberly Keywell (80%), the wife of Bradley A. Keywell, and Mr. Keywell's children (20%).
- F3The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on July 8, 2015. The price per share for such transactions ranged from $4.81 to $4.87. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.