SEC Form 4 · accession 0001225208-15-011335
Groupon, Inc. · GRPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sri Viswanath
Officer — Chief Technology Officer
Period of report
May 4, 2015
Accepted (ET)
May 5, 2015 · 8:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | holding | — | — | — | 114,411 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | May 4, 2015 | A | 100,000 | A | Mar 31, 2016 | — | Class A Common Stock | 100,000 | 100,000 | D |
| Restricted Stock UnitsF1,F3 | — | holding | — | — | — | Mar 1, 2015 | — | Class A Common Stock | 193,250 | 193,250 | D |
| Restricted Stock UnitsF1,F4 | — | holding | — | — | — | Jul 13, 2013 | — | Class A Common Stock | 500,000 | 500,000 | D |
| Restricted Stock UnitsF1,F5 | — | holding | — | — | — | Dec 31, 2014 | — | Class A Common Stock | 132,500 | 132,500 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
- F28,504 of the restricted stock units reported on this line will vest quarterly in equal increments during calendar year 2016, beginning on March 31, 2016; and 91,496 of the restricted stock units will vest quarterly in equal increments duing calendar year 2017, beginning on March 31, 2017; in each case subject to Mr. Viswanath's continued employment with the Company through each vesting date.
- F318,750 of the restricted stock units reported on this line vested on March 1, 2015, 80,750 of the restricted stock units will vest on June 1, 2015, and the remainder of the restricted stock units will vest in equal increments at the end of each of the following six quarters beginning on September 1, 2015, in each case subject to Mr. Viswanath's continued employment with the Company through each vesting date.
- F462,500 of the restricted stock units reported on this line vested on July 13, 2013, and the remaining restricted stock units vest quarterly in 15 equal installments, beginning on October 31, 2013, subject to Mr. Viswanath's continued employment with the Company through each vesting date.
- F5120,000 of the restricted stock units reported on this line vested on December 31, 2014, 17,500 of the restricted stock units will vest quarterly in equal increments during calendar year 2015, beginning on March 31, 2015, 7,500 of the restricted stock units will vest quarterly in equal increments during calendar year 2016, beginning on March 31, 2016, and 12,500 of the restricted stock units will vest quarterly in equal increments during calendar year 2017, beginning on March 31, 2017, in each case subject to Mr. Viswanath's continued employment with the Company through each vesting date.