SEC Form 4 · accession 0001633585-15-000005
ERICKSON INC. · EAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Meredith R. Siegfried
Director
Period of report
Jan 6, 2014
Accepted (ET)
Feb 13, 2015 · 8:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490165
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 6, 2014 | M | 405 | — | A | 2,564 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (right to acquire common stock)F1,F2 | — | Jan 6, 2014 | M | 405 | D | Dec 31, 2013 | — | Common Stock | 405 | 406 | D |
Explanation of responses
- F1Reflects date of release of restricted stock units into common stock, for which a report was not filed earlier.
- F2Each restricted stock unit is payable (i) in one share of the issuer's common stock, (ii) in the cash equivalent of one share of the issuer's common stock, or (iii) in a combination of items (i) and (ii), upon or following the vesting of the award pursuant to the terms of the award agreement. The restricted stock units vest in three equal portions on the last day of each of the issuer's fiscal years 2012, 2013, 2014, provided that the reporting person is still serving as a director as of the applicable date, and are payable as soon as practicable after the vesting date but in any event no later than March 15th in the year following the applicable vesting date.