SEC Form 4 · accession 0001490165-15-000065
ERICKSON INC. · EAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Struik
Officer — Chief Financial Officer
Period of report
Sep 9, 2015
Accepted (ET)
Sep 11, 2015 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490165
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 9, 2015 | M | 11,000 | — | A | 11,000 | D | |
| Common StockF1 | Sep 9, 2015 | F | 3,273 | — | D | 7,727 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Sep 9, 2015 | M | 11,000 | D | Sep 9, 2015 | Sep 9, 2015 | Common Stock | 11,000 | 0 | D |
Explanation of responses
- F1Each restricted stock unit was payable (i) in one share of the issuer's common stock, (ii) in the cash equivalent of one share of the issuer's common stock, or (iii) in a combination of items (i) and (ii). Each unit was settled in shares of the issuer's common stock.