SEC Form 4 · accession 0001175146-16-000003
ERICKSON INC. · EAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David W Lancelot
Officer — Chief Financial Officer
Period of report
Jul 3, 2016
Accepted (ET)
Jul 6, 2016 · 3:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490165
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (right to acquire common stock)F1,F2 | $0.62 | Jul 3, 2016 | A | 35,000 | A | — | Jul 3, 2026 | Common Stock | 35,000 | 35,000 | D |
Explanation of responses
- F1The reporting person received a Nonqualified Stock Option granted under the Company's 2012 Long-Term Incentive Plan.
- F2These stock options shall vest as to 50% six months from the date of grant and as to the remaining 50% twelve months from the date of grant, subject to the reporting person's continuous service to the issuer through each such date.